Full text of UNITED FIRST PARTNERS LLC's X-17A-5 filed 2020-03-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENT AND SUPPLEMENTAL INFORMATION PURSUANT TO RULE 17a-5 OF THE SECURITIES AND EXCHANGE COMMISSION DECEMBER 31, 2019 PUBLIC {1}------------------------------------------------ #### **CONTENTS** #### **Facing Page** - **Oath or Affirmation** ### **Report of Independent Registered Public Accounting Firm** #### **Financial Statement** Statement of Financial Condition Notes to Financial Statement 3 4-9 {2}------------------------------------------------ | UNITED ST A TES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | | | 0MB APPROVAL | | | |--------------------------------|--------------------------|--|--| | 0MB Number: | | | | | | Expires: August 31, 2020 | | | | Estimated average burden | | | | | hours per response . • . 12.00 | | | | | | SEC FILE NUMBER | | | | | 8 - 68718 | | | # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2019<br>AND ENDING<br>------=----=-- | | 12/31/2019 | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------|----------------------------------------------|--|--|--|--|--| | | -----<br>MM/DD/YYYY | | ------------<br>MM/DD/YYYY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF BROKER-DEALER: | | | | | | | | | | | | | OFFICIAL USE ONLY | | | | | | | UNITED FIRST PARTNERS LLC | | FIRM ID. NO. | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | ELEVEN TIMES SQUARE, 16th FLOOR | | | | | | | | | | (No. and Street) | | | | | | | | | New York | NY | | 10036 | | | | | | | (Citv) | [State) | | (Zip Code) | | | | | | | ELIZABETH DICKERSON<br>B. ACCOUNTANT IDENTIFICATION | | | 212-266-5666<br>(Area Code -- Telephone No.) | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | Berkower LLC | | | | | | | | | | | (Name -· i(individual, state last, first, middle name) | | | | | | | | | 517 Route 1, Suite 1403 | lselin | NJ | 8830 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | CHECK ONE…Read the full text as markdown