UNITED FIRST PARTNERS LLC X-17A-5 (2023-04-14) — Broker-dealer annual report

Full text of UNITED FIRST PARTNERS LLC's X-17A-5 filed 2023-04-14 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### FINANCIAL STATEMENT AND SUPPLEMENTAL INFORMATION PURSUANT TO RULE 17a-5 OF THE SECURITIES AND EXCHANGE COMMISSION DECEMBER 31, 2022 PUBLIC {1}------------------------------------------------ ## **CONTENTS** | Facing Page -<br>Oath or Affirmation | | |--------------------------------------|--| |--------------------------------------|--| #### **Report of Independent Registered Public Accounting Firm** #### **Financial Statement** | Statement of Financial Condition | | |----------------------------------|--| |----------------------------------|--| Notes to Financial Statement 4-9 {2}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER **8-68718** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/ 2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: UNITED FIRST PARTNERS LLC TYPE OF REGISTRANT (check all applicable boxes): ~Broker-dealer Security-based swap dealer Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | 3 Columbus Circle Suite 1730 | | | | |--------------------------------------------------|---------------------------------------------------------------------------|---------|--------------------------------------------|--| | | (No and Street) | | | | | New York | NY | | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | ELIZABETH DICKERSON | 212-266-5666 | | edickerson@utdfirst-us.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Berkower LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 517 Route 1, Suite 1403 | lselin | NJ | 08830 | | | (Address) | (City) | (State) | !Zip Code) | | | 09/18/2003 | | | 217 | | | (Date of Registration with PCAOB)li…

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