Full text of UNITED FIRST PARTNERS LLC's X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENT AND SUPPLEMENTAL INFORMATION PURSUANT TO RULE 17a-5 OF THE SECURITIES AND EXCHANGE COMMISSION DECEMBER 31, 2021 PUBLIC {1}------------------------------------------------ ## **CONTENTS** 3 4-9 | Facing Page -<br>Oath or Affirmation | | |---------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm | | | Financial Statement | | | Statement of Financial Condition | | | Notes to Financial Statement | | | | | {2}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** #### **Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PARTIII** 0MB APPROVAL **0MB** Number:3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-68718** **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: UNITED FIRST PARTNERS LLC TYPE OF REGISTRANT (check all applicable boxes): 181Broker-dealer Security-based swap dealer Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 3 Columbus Circle Suite 1730 (No. and Street) New York NY (City) (State) PERSON TO CONTACTWITH REGARD TO THIS FILING ELIZABETH DICKERSON 212-266-5666 (Name) (Area Code - Telephone Number) **B. ACCOUNTANT IDENTIFICATION** IN DE PEN DENT PUBLIC ACCOUNTANTwhose reports are contained in this filing\* Be rkowe r LLC 517 Route 1, Suite 1403 (Address) 09/18/2003 (Date ofRe~stration with PCAOB)(ifapplicable) (Na me -ifindividual, state last, first, middle name) lselin (City) FOR OFFICIAL USE ONLY NJ (State) 10019 (Zip Code) edickerson@utdfirst-us.com (Email Address) 08830 (Zip Code) 217 (PCAOB Registration Number, if applicable) \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported bya s tatementof facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {3}-------------…Read the full text as markdown