Full text of UNITED FIRST PARTNERS LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | | | |---------------------------|-----------------|--|--| | OMBNumber. | | | | | Expires: October 31, 2023 | | | | | Estimated average burden | | | | | hours per resoonse 12.00 | | | | | | SEC FILE NUMBER | | | | | 8 • 68718 | | | # **ANNUAL AUDITED REPORT FORM X-17 A•5 PART Ill** ## **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR TI-IE PER10D BEGINN1NG | _________ 01/01/2020 ;;______ AND ENDING | | ------------<br>12/31/2020 | | | |---------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|----------------------------|--|--| | | MM/DD /YYYY | | MM/DD/YYYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | | | | | | | UNITED FIRST PARTNERS LLC | | | OFFICIAL USE ONLY | | | | | | | FIRMID. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 3 COLUMBUS CIRCLE SUITE 1730<br>(No. and Street) | | | | | | | | | | | | | New York | NY | | 10019 | | | | (City) | (:State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | ELIZABETH DICKERSON | | | 212-266-5666 | | | | | | | (Area Code -Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLlC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Berkower LLC | | | | | | | | (Name - ifiJulividual, state last, first, middle name) | | | | | | 517 Route 1, Suite 1403 | lselin | NJ | 8830 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CBECKONE:<br>I!) Certified Public Accountant<br>D Public Accountant<br>D Accountant not resident in United States or any of its possessioru | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report he covered by the opinion of an independent public accountant must he supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained in this fonn are not required to respond unless the form displays a curr…Read the full text as markdown