Full text of RB INTERNATIONAL MARKETS (USA) LLC's X-17A-5 filed 2020-02-21 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST A TES SECURITIES A\_\_ND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ---------<br>01 /01/19<br>MM/DD NY | AND ENDING | 12/31/19<br>MM/DDNY | | | | | | | | |---------------------------------------------------------------------------|------------------------------------------------|---------------|--------------------------------|--|--|--|--|--|--|--| | A. REGISTRANT lDENTlFICA TION | | | | | | | | | | | | | | | | | | | | | | | | NAME OF BROKER -<br>DEALER: | | | OFFICIAL USE ONLY | | | | | | | | | RB International Markets (USA) LLC | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM ID. NO. | | | | | | | | | | | | I 177 A venue of the Americas 51<br>h Floor | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | New York | NY | | 10036 | | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | Linda Grimm | | | (212~897-1685 | | | | | | | | | | | | (Area Co e -<br>Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | | | WithumSmith+Brown PC | | | | | | | | | | | (Name - | if individual, state last, first, middle name) | | | | | | | | | | | 200 Jefferson Park, Suite 400<br>(Address) | Whippany<br>(City) | NJ<br>(State) | 07981-1070<br>(Zip Code) | | | | | | | | | | | | | | | | | | | | | CHECK ONE:<br>~ Certified Public Accountant | | | | | | | | | | | | | | | | | | | | | | | | D<br>Public Accountant | | | | | | | | | | | | D<br>Accountant not resident in UnHed States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.* J *7a-5(e)(2).SEC* 1410 (3-91) I SEC FILE NUMBER I 8-68761 {1}-------------------------------------------…Read the full text as markdown