Full text of RB INTERNATIONAL MARKETS (USA) LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 68761 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /21** AND ENDING **12/31 /21** --------- MM/DD *NY* *MM/DDNY* **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: RB International Markets (USA) LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | (No. and Street) | | | | | |----------------------------------------------------------------------------|----------------|------------------------------------------------------------|-----------------------------|------------|--|--| | New York | | | | 10036 | | | | (City) | | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Linda S. Grimm | (212) 897-1685 | | lgrimm@integrated.so1utions | | | | | (Name) | | (Arca Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports arc contained in this filing* | | | | | | | | | | WithumSmith+Brown PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 200 Jefferson Park, Suite 400 Whippany | | | NJ | 07981-1070 | | | (Address) (City) (State) 10/08/2003 100 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE O:\'LY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CFR 240.17a-5(e)( I )(ii), **if** applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### AFFIRMATION I, Stefan Gabriele , swea…Read the full text as markdown