Full text of RB INTERNATIONAL MARKETS (USA) LLC's X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. D.C. 20549 | 0MB APPROVAL | | |-------------------------------|--| | 0MB Number: 3235-0123 | | | , 2023<br>Expires: October 31 | | | Estimated average burden | | | hours per response 12.00 | | | | | 8-68761 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** III # **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING<br>----'0'""'"1"--"/0""""l/=2c.:O | ___<br>AND ENDING | 12/31<br>/20 | | | | |-------------------------------------------------------------------|------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | | | MM/DD/YY | | | | | | | | | | | | | | | | | | | RB International Markets (USA) LLC | | | | | | | | | | | | | | | | | | | | | | | 10036 | | | | | (State) | | (Zip Code) | | | | | | | | | | | | | | (2121897-1685<br>(Area Co e -<br>Telephone No.) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (Name - | | | | | | | Whippany | NJ | 07981-1070 | | | | | (City) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street)<br>NY | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1 177 A venue of the Americas 5th Floor<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>WithumSmith+Brown PC<br>if individual, state last, first, middle name)<br>(State)<br>Accountant not resident in United States or any of its possessions. | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption.* S…Read the full text as markdown