Full text of RB INTERNATIONAL MARKETS (USA) LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNlTED STATES SECURITTES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORMX-17A-5 PART III **FACING PAGE** MM/DD/YY In formation Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01 /01 /23** AND ENDING **12/31 /23** MM/DD/YY ## **A. REGISTRANT IDENTIFICATION** NAME oF FTRM: RB International Markets (USA) LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer O Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1177 Avenue of the Americas, 5th Floor | | | | | | |----------------------------------------|----------------------------------------------|-----------------------------|--|--|--| | (No. and Street) | | | | | | | New York | NY | 10036 | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WTTH REGARD TO THIS FILING | | | | | | Linda S. Grimm | (212) 897-1685 | lgrimm@integrated.so1utions | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## WithumSmith+Brown PC (Name - if individual, state last. first. and middle name) 200 Jefferson Park Whippany NJ (Address) (City) (State) 10/08/2003 100 07984-1070 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number. ifapplicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. I 7a-5(e)( I )(ii), if applicable. Persons who are to r espond to the collection of info rmation contained in this form a rc not required to respond u nless the form displays a currently valid 0 MB control number. 0MB APPROVAL 0 M B Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 68761 {1}------------------------------------------------ #### AFFIRMATION I, Stefan Gabriele , **swear (or amrm) that, to the best of my knowledge and belief, the financial report pertaining to** RB International Markets (USA) LLC **as of** 12/31/23 , **is true and correct. l further sw…Read the full text as markdown