Full text of EULAV SECURITIES LLC's X-17A-5 filed 2021-06-25 (period 2021-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES SECURITIESAN0EXCHANGECOMMISSION Washington, D.C. 20549 # **ANNUAL** AUDITED REPORT **FORM** X-17A-5 **PART** Ill | | 0MB APPROVAL | | |-------------|--------------|---------------------------| | 0MB Number: | | 3235-0123 | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | hours oer resoonse 12.00 | SEC FILE NUMBER 8-68789 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING OS/01/2020 _ | | ___ | ____<br>3_0_/20_<br>AND ENDING_0_4_/<br>_ 2_ 1<br>_ | |--------------------------------------------------------------|----------------------|-------------------------------------------------------------------------|-----------------------------------------------------| | | | MM/DD/VY | \.1WDD/YY | | | | A. REGISTRANT IDENTIFICATION | | | NAME oF BROKER-DEALER: EULAV Securities LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box | o.)<br>FIRM 1.0. NO. | | | | 7 Times Square, Suite 1606 | | | | | | | (No. and Street) | | | | New York | NY | 10036 | | (City) | | (Stale) | (Zip Code) | | Mitchell Appel | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | 212.907.1827 | | | | | (Area Code - Telephone Number) | # **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• 880, LLP | | (Name - if 111d1v,d11al. state last, first n11dd/e name) | | | |--------------------------------------------------------------------------|----------------------------------------------------------|---------|------------| | 1835 Market Street, 3rd Fir | Philadelphia | PA | 19103 | | (Address) | (Cit)) | (State) | (Z,p Code) | | C H ECK ONE: | | | | | 1.-'lcertified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | *•Claims for exemption from the requirement 1ha1 the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240. /7a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form dlsplays a currently valid 0MB control number.…Read the full text as markdown