Full text of EULAV SECURITIES LLC's X-17A-5 filed 2022-06-28 (period 2022-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ONE APPROVAL | | |-------------------------------------------------|--| | OMB Number: 3235-0123<br>Oxpires: Oct. 31. 2023 | | | Estimating average burders | | | hours per response: 12 | | | SEC. FILE NUMBER | | | 8-68789 | | MM/DD/VV F #### ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 \_AND ENDING 04/30/22 FILING FOR THE PERIOD BEGINNING 05/01/21 MM/DQ/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: EULAV Securities LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 7 Times Square, Suite 1606 | (No. and Street) | | | | | | | | |----------------------------------------------|--------------|--------------------|--|--|--|--|--| | New York | NY | 10036 | | | | | | | (City) | (State) | (Zip Cade) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Mitchell Appel | 212-907-1827 | mappel@vifunds.com | | | | | | (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### BBD, LLP | | (Name = individual, state last, first, and middle name) | | | | | | |-------------------------------------------------|---------------------------------------------------------|--------------------------------------------|------------|--|--|--| | 1835 Market Street, 3rd Fl | Philadelphia | PA | 19103 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/16/2003 | | 552 | | | | | | Date of Registration with PCAOB](if applicable) | | (PCADB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public. accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17+ 5(c){Li), if applicable of receiven of received in this on a contained on the near of the exerpond unis the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OAT…Read the full text as markdown