Full text of EULAV SECURITIES LLC's X-17A-5 filed 2020-06-26 (period 2020-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | | | | | |--------------------------|----------------------------|--|--|--|--|--| | OMB Number: | 3235-0123 | | | | | | | Expires: | August 31, 2020 | | | | | | | Estimated average burden | | | | | | | | | nours per response 12.00 | | | | | | SEC FILE NUMBER 8-68789 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder report for the period beginning 5/01/2019 AND ENDING 4/30/2020 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: EULAV Securities LLC OFFICIAL USE ONLY FIRM I.D. NO. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 7 Times Square, Suite 1606 (No. and Street) 10036 New York NY (Zip Code) (State) (City) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT 212.907.1827 Mitchell Appel ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* EisnerAmper | (Name - if individual, state last, first, middle name) | | | | | | | |--------------------------------------------------------|----------|---------|------------|--|--|--| | 750 Third Avenue | New York | NY | 10017 | | | | | (City)<br>(Address) | | (State) | (Zip Code) | | | | | HECK ONE: | | | | | | | CH Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. #### FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) (Area Code - Telephone Number) {1}------------------------------------------------ | | OATH OR AFFIRMATION | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown