Full text of EULAV SECURITIES LLC's X-17A-5 filed 2023-06-28 (period 2023-04-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-68789 ## **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **05/01 /22** AND ENDING **\_0\_4\_/\_3\_0\_/2\_3 \_ \_ \_** MM/DO/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: EULAV Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 7 Times Square, Suite 1606 | NY | | 10036 | | | | | |-------------------------------------------------|---------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--| | | | | | | | | | | (State) | | | | | | | | | | | | | | | | | mappel@vlfunds.com | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 19103 | | | | | | (City) | (State) | (Zip Code) | | | | | | | 925 | | | | | | | rte of Reg;,t,at;oo w;rt, PCAOB)(;f applicable) | | [PCAOB Reg;,t,atioo N,mbe,, ;t appl ble) I | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Cohen & Company Ltd.<br>1835 Market St. Suite 310 | 212.907.1827<br>(Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>Philadelphia<br>PA | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii). if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB co…Read the full text as markdown