Full text of THREADSTONE ADVISORS, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMS APPROVAL OMB Number: 3235-0123 Expires: August 31,2020 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-68915 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/0~~~~ | 9 .<br>AND ENDING 12/31/2019 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|-------------------------------|--| | | MM/DD/YY | | MMIDDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Thread stone Advisors LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 477 Madison Avenue, 18th Floor | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND 1ELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Gennaro J. Fulvio | | | (212) 490-3113 | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC | | | ·----- | | | | (Name - if individual, state last, first, middle name) | | | | | 97 Froehlich Farm Blvd | Woodbury | NY | 11797 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ·l.f I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {1}----------------------------------------…Read the full text as markdown