Full text of THREADSTONE CAPITAL, LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THREADSTONE CAPITAL, LLC (FKA THREADSTONE ADVISORS, LLC) STATEMENT OF FINANCIAL CONDITION DECEMBER 31 , 2022 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** SEC FILE NUMBER 8-68915 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2022 MM/DD/VY AND ENDING \_\_ 1=2~/3~1=/2=0=2-2 \_\_ \_ MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: THREADSTONE CAPITAL LLC (FKA THREADSTONE ADVISORS, LLC) TYPE OF REGISTRANT (check all applicable boxes): (29 Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 477 MADISON AVENUE, 18TH FLOOR | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|------------------------------------------------| | | (No. and Street) | | | | NEW YORK | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | GENNARO J. FULVIO | (212) 490-3113 | JFULVIO@FULVIOLLP.COM | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN - CERTIFIED PUBLIC ACCOUNTANTS PLLC | (Name - if individual, state last, first, and middle name) | | | | 97 FROEHI IGH FARM SOI II EVARD | WOODBLJRY | NY | 11797 | | (Address) | (City) | (State) | (Zip Code) | | 02/23/2010 | | 5028 | | | l"<br>of Regist,aUoa w;th PCAOBJI• apphcable) | | | I<br>(PCAOB Registcat;oo N,mbec, ;f apphcable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. S…Read the full text as markdown