Full text of THREADSTONE CAPITAL, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THREADSTONE CAPITAL, LLC (FKA THREADSTONE ADVISORS, LLC) STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2021 PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68915 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/VY AND ENDING **\_\_ 1.\_.2..\_./3""'1 ..... l2..,.0,...2-..J11.....-\_\_** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: THREADSTONE CAPITAL LLC (FKA THREADSTONE ADVISORS, LLC) TYPE OF REGISTRANT (check all applicable boxes): l29 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 477 MADISON AVENUE, 18TH FLOOR | | | | |-------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|------------------------------------------| | | (No. and Street) | | | | NEW YORK | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | GENNARO J. FULVIO | (212) 490-3113 | JFULVIO@FULVIOLLP .COM | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | RAPHAEL GOLDBERG NIKPOUR COHEN & SULLIVAN - CERTIFIED PUBLIC ACCOUNTANTS PLLC | (Name - if individual, state last, first, and middle name) | | | | 9? EBQEHI !CH FARM ROI II EYABD | WOOQRLJRY | NY | 11797 | | (Address) | (City) | (State) | (Zip Code) | | 02/23/2010 | | 5028 | | | lte of Reg;,t,,t;oo w;th PCAOBJ(;f appl;cable) | FOR OFFICIAL USE ONLY | | (PCAOB Reglstratloo Nombe,, • appH<able) | | | | | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH…Read the full text as markdown