Full text of THREADSTONE CAPITAL, LLC's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # THREADSTONE CAPITAL, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burd # ANNUAL REPORTS FORM X-17A-5 PART III | Estimated average burden<br>hours per response: 12 | | |----------------------------------------------------|--| | | | | SEC FILE NUMBER | | | 8-68915 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2023 AND ENDING MM/DD/YY MM/DD/YY /31/2023 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: THREADSTONE CAPITAL LLC TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 477 MADISON AVE, 18TH FL | (No. and Street) | | | | |------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | NY | | 10022 | | | | | (Zip Code) | | | | | | | | | | JFULVIO@FULVIOLLP.COM | | | | | | | | | | | | | | | | | | | | | | | | i | 33607 | | | (City) | (State) | (Zip Code) | | | | 5036 | | | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Assurance Dimensions<br>4920 West Cypress Street, Suite 102 Tampa<br>(Date of Registration with PCAOB)(if applicable) | (State)<br>212-490-3113<br>(Email Address)<br>(Area Code - Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to…Read the full text as markdown