Full text of WHITEHALL CAPITAL MARKETS LLC's X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . 12. 00 8-66276 I SEC FILE NUMBER I #### **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ---------<br>0 1/01 /20<br>MM/DD NY | AND ENDING | 12/31/20<br>MM/DDNY | | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|--------------------------------|--|--| | A. REGISTRANT lDENTlFICA TION | | | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | Whitehall Capital Markets LLC | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | 280 Park A venue I 5th Floor<br>(No. and Street) | | | | | | New York | NY | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT<br>Timothy Page | | | (2 I 2) 205-1399 | | | | | | | (Area Code -<br>Telephone No.) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCO | UNTANT whose opinion is conlained in lhis Report* | | | | | | | WithumSmith + Brown PC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 200 Jefferson Park, Suite 400<br>(Address) | Whippany<br>(City) | NJ<br>(State) | 07981-1070<br>(Zip Code) | | | | CHECK ONE: | | | | | | | [!] Certified Public Accountant | | | | | | | D<br>Public Accountant | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.* J *7a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2020 {2}…Read the full text as markdown