Full text of WHITEHALL CAPITAL MARKETS LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2024 {1}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | | SEC FILE NUMER | | |--|----------------|--| | | | | 8- 68936 **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /24** AND ENDING 12/31124 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_\_ W\_h\_it\_eh\_a\_l\_l C\_a\_p\_it\_a\_l \_M\_a\_rk\_e\_ts\_L\_LC \_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # ONE WORLD TRADE CENTER, 84TH FLOOR | (No. and Street) | | | | | | | |----------------------------------------------|--------------------------------|--------------------------------------|--|--|--|--| | New York | NY | 10007 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Timothy Page | (212) 205-1399 | timothy.page@whitehallandcompany.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | #### **B. ACCOUNT ANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # WithumSmith + Brown, PC (Name - if individual, state last, first, and middle name) 200 Jefferson Park, Suite 400 Whippany NJ (Address) (City) (State) 07981-1070 (Zip Code) 10/8/2003 100 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, ifapplicable) #### **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.1 ?a-5( e)( I )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown