Full text of WHITEHALL CAPITAL MARKETS LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31 , 2021 {1}------------------------------------------------ #### **UNITED ST A TES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMER | 8- 68936 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1 /01 /21** AND ENDING **12/31 /21** --------- **MM** /0 D NY MM/DDNY #### **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_\_ W\_h\_ite\_h\_a\_ll\_C\_a\_p\_it\_a\_l \_M\_a\_rk\_e\_ts\_LL\_C \_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 7 World Trade Center, 46th Floor | | (No. and Street) | | | |-------------------------|----------------------------------------------------------------------------|---------------------------------------|--| | New York | NY | 10007 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Timothy Page | (212) 205-1399 | timothy .page@whitehallandcompany.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | | | | | WithumSmith + Brown, PC | | | | | 200 Jefferson Park, Suite 400 Whippany | | NJ | 07981-1070 | |----------------------------------------|--------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | 10/8/2003 | | 100 | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports ofan independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. l 7a-5(e)( I )(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond u…Read the full text as markdown