Full text of WHITEHALL CAPITAL MARKETS LLC's X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2023 {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | | |--------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: 12 | | | | | | | | | | | SEC FILE NUMER 8- 68936 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01701723 ------------------------------------------------------------------------------------------------------------------------------------- MM/DD/Y Y # A. REGISTRANT IDENTIFICATION #### Whitehall Capital Markets LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 7 World Trade Center, 46th Floor | | (No. and Street) | | | | | | | |---------------------------------------------------------------------------|--------------------------------|--------------------------------------|--|--|--|--|--| | New York | NY | 10007 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Timothy Page | (212) 205-1399 | timothy.page@whitehallandcompany.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | WithumSmith + Brown, PC | | | | | | | | | 200 Jefferson Park, Suite 400 Whippany | | NJ | 07981-1070 | |--------------------------------------------------|--------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/8/2003 | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances re…Read the full text as markdown