Full text of ELMCORE SECURITIES LLC's X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION #### REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2019 {1}------------------------------------------------ #### Table of Contents PAGE | SEC Form X-17A-5 | | 1 | |-------------------------------------------|--------------------------------------------------|----------| | Report | of Independent Registered Public Accounting Firm | 2 | | Statement of Financial Condition | | 3 | | Statement of Operations | | 4 | | Statement of Changes in Member's | Equity | 5 | | Statement of Cash Flows | | 6 | | Notes to Financial Statements | | 7 -<br>9 | | Supplementary Information | | | | Schedule I | Statement of Net Capital | 10 | | Schedule II | Determination of Reserve Requirements | 11 | | Schedule III | Information Relating to Possession or Control | 11 | | Assertions Regarding Exemption Provisions | | 12 | | Report | of Independent Registered Public Accounting Firm | 13 | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-68946 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | AND ENDING 12/31/19 | | | |--------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------|--------------------------------|--| | | MM/DD/Y Y | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Elmcore Securities LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM LD. NO. | | | 500 W. Madison St. Suite 1000 | | | | | | | (No. and Street) | | | | | Chicago | Illimonss | 60661 | | | | (City) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Felix Danciu | | | (312) 488-4008 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PU…Read the full text as markdown