Full text of ELMCORE SECURITIES LLC's X-17A-5 filed 2021-02-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION #### REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2020 {1}------------------------------------------------ #### Table of Contents | | | PAGE | |-------------------------------------------|--------------------------------------------------|-------------| | SEC Form X-17A-5 | | 1<br>-<br>2 | | Report | of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | | 4 | | Statement of Operations | | 5 | | Statement of Changes in Member's | Equity | 6 | | Statement of Cash Flows | | 7 | | Notes to Financial Statements | | 8 -<br>10 | | Supplementary Information | | | | Schedule I | Statement of Net Capital | 11 | | Schedule II | Determination of Reserve Requirements | 12 | | Schedule III | Information Relating to Possession or Control | 12 | | Assertions Regarding Exemption Provisions | | 13 | | Report | of Independent Registered Public Accounting Firm | 14 | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB Number: | 3235-0123 | |--------------------------|---------------------------| | | Expires: October 31, 2023 | | Estimated average burden | | | | hours per response 12.00 | OMB APPROVAL | SEC FILE NUMBER | | |-----------------|--| | 8-68946 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/20 | AND ENDING 12/31/20 | | | |--------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY | | MM/DD/Y Y | | | A. RECISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Elmcore Securities LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 500 W. Madison St., Suite 1000 | | | | | | (No. and Street) | | | | Chicago | Illinois | | 60661 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Felix Danciu (312) 488-4008 | | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTRICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is cont…Read the full text as markdown