Full text of ELMCORE SECURITIES LLC's X-17A-5 filed 2022-02-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION ## REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2021 {1}------------------------------------------------ | | Table of Contents | |--|-------------------| | | | | | | PAGE | |-------------------------------------------|---------------------------------------------------------|------------| | SEC Form X-17A-5 | | 3-4 | | | Report of Independent Registered Public Accounting Firm | 5 | | Statement of Financial Condition | | 6 | | Statement of Income | | 7 | | Statement of Changes in Member's Equity | | 8 | | Statement of Cash Flows | | 9 | | Notes to Financial Statements | | 10 -<br>12 | | Supplementary Information | | | | Schedule I | Statement ofNet Capital | 13 | | Schedule II | Determination of Reserve Requirements | 14 | | Schedule III | Information Relating to Possession or Control | 14 | | Assertions Regarding Exemption Provisions | | 15 | | | Report of Independent Registered Public Accounting Firm | 16 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-68946 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01 /21 | | ANDENDING 12/31/21 | |-------------------------------------------|--|--------------------| | | | | MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: Elmcore Securities LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 500 W. Madison St., Suite 1000 | | | (No. and Street) | | | | |----------------------------------------------------------------------------------------------|------------------------------|------------------------------|-----------------|----------------------------------------------|--| | Chicago | | IL 60661 | | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Felix Danciu | (312) 488-4008 | | | info@elmcore.com | | | (Name) | (Area Code-Telephone N…Read the full text as markdown