Full text of ELMCORE SECURITIES LLC's X-17A-5 filed 2023-02-06 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENTS AND ACCOMPANYING SUPPLEMENTARY INFORMATION #### REPORT PURSUANT TO SEC RULE 17a-5(d) FOR THE YEAR ENDED DECEMBER 31, 2022 {1}------------------------------------------------ #### Table of Contents | | | PAGE | |------------------------------------------------------------|--------------------------------------------------|-------------| | SEC Form X-17A-5 | | 1<br>-<br>2 | | Report<br>of Independent Registered Public Accounting Firm | | 3 | | Statement of Financial Condition | | 4 | | Statement of Income | | 5 | | Statement of Changes in Member's<br>Equity | | 6 | | Statement of Cash Flows | | 7 | | Notes to Financial Statements | | 8 -<br>10 | | Supplementary Information | | | | Schedule I | Statement of Net Capital | 11 | | Schedule II | Determination of Reserve Requirements | 12 | | Schedule III | Information Relating to Possession or Control | 12 | | Assertions Regarding Exemption Provisions | | 13 | | Report | of Independent Registered Public Accounting Firm | 14 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | ## ANNUAL REPORTS FORM X-17A-5 PART III | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------|------------------| | filing for the period beginning 01/01/22 | | AND ENDING 12/31/22 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Elmcore Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer - dealer - Security-based swap dealer<br>C Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | L Major security-based swap participant | | | 500 W. Madison St. Suite 1000 | | | | | | (No. and Street) | | | | Chicago | | | 60661 | | (City) | (State) | | (Zip Code) | | PERSON…Read the full text as markdown