Full text of CABOT LODGE SECURITIES LLC's X-17A-5/A filed 2021-04-06 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 69009<br>8- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 01/01/20 | 12/31/20 | AND ENDING______________________________ | |-----------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|--------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | | Cabot Lodge Securities, LLC<br>NAME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 200 Vesey Street, 24th Floor<br>___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | New York<br>___________________________________________________________________________________________ | New York | | 10281<br>__________________________ | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Roger F. Leibowitz<br>_____________________________________________________________________________________________________________________ | | | (804) 823-9902<br>(Area Code – Telephone Number) | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Marcum LLP<br>_____________________________________________________________________________________________________________________ | | | | | | (Name – if individual, state last, first, middle name) | | | | 750 Third Avenue<br>_____________________________________________________________________________________________________________________ | New York | New York | 10017 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ✔<br>Certified Public Accountant | | | | | Public Accountant | | | | | | Accountant not resident in Un…Read the full text as markdown