Full text of CABOT LODGE SECURITIES LLC's X-17A-5/A filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** **0MB Number:** 3235-0123 Expires: Nov.30,2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC fllf NUMBER | |-----------------| 8-69009 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING O 1/01/2025 MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Cabot Lodge Securities LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING 12/31/2025 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 425 N. Martingale Rd, Suite 1220 | | |----------------------------------|--| |----------------------------------|--| | (No. and Street) | | | | | | | | |---------------------------------------------------------------------------|--------------------------------|--------------------------------------------|----------------------------------|--|--|--|--| | Schaumburg | IL | | 60173 | | | | | | (City} | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Roger F Leibowitz | 804-823-9902 | | roger.leibowitz@clsecurities.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | | FGMK, LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 333 W. Wacker Drive, 6th Floor Chicago | | IL | 60606 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 12/17/2009 | | 3968 | | | | | | | (Date of Registration with PCAOB){if applicable) | | (PCAOB Reltistration Number if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Oaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who** re **to respond to the collection of information contained in** this **form** re **not required to respond unless the form displays** • *…Read the full text as markdown