Full text of CABOT LODGE SECURITIES LLC's X-17A-5/A filed 2022-03-21 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | _____________________________________________________________________________________ | | | | |---------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|-------------------------------------------------------| | | | | | | (Address) | (City) | (State) | (Zip Code) | | | _____________________________________________________________________________________ | | | | | _____________________________________________________________________________________<br>(Name – if individual, state last, first, and middle name) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | _____________________________________________________________________________________ | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (City) | _____________________________________________________________________________________<br>(State) | | (Zip Code) | | | | | | | | _____________________________________________________________________________________<br>(No. and Street) | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | Major security-based swap participant | | | NAME OF FIRM: _______________________________________________________________________ | | | | | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | | MM/DD/YY | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | | | | | | | | | | | | | Washington, D.C. 20549 | | Expires:<br>Estimated average burden | | | | | | | | SECURITIES AND EXCHANGE COMMISSION<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART III | | OMB Number:<br>hours per response:<br>SEC FILE NUMBER | | | UNITED STATES | | OMB APPROVAL | CFR 240.17a-5(e)(1)(ii), if applicable. Pe…Read the full text as markdown