Full text of CABOT LODGE SECURITIES LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | | |-----------------|--|--| | 8-69009 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING **12/3 <sup>1</sup>**f2024 MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: Cabot Lodge Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 425 N. Martingale Rd, Suite 1220 | | (No. and Street) | | | | |----------------------------------------------|------------------------------------------------------------|----------------------------------|-----------------------------------------|--| | Schaumburg | IL | | 60173<br>(Zip Code) | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Roger F Leibowitz | 804-823-9902 | roger.leibowitz@clsecurities.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | FGMK, LLC | (Name - if individual, state last, first, and middle name) | | | | | 333 W. Wacker Drive, 6th Fl· Chicago | | IL | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | l"<br>12/17/2009 | | 3968 | | | | of Reg;,uauoo w;th PCAOB)l;f appUcableJ | | | (PCAOB Reg;~caOoo N,mbe,, ;f appUcableJ | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | I, Roger F. Leibowitz | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------|------------…Read the full text as markdown