Full text of HARKEN CAPITAL SECURITIES, LLC's X-17A-5 filed 2019-08-28 (period 2019-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington. D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|-----------------| | OMB Number: | 3235-0123 | | Expires: | August 31, 2020 | | Estimated average burden | | | hours per response. | .12.001 | | SEC FILE NUMBER | | |-----------------|--| | 8-69077 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING 07/01/18 | AND ENDING 06/30/19 | | |-------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------|---------------------|------------------------------------------------| | | MM DD YY | | MM DD YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Harken Capital Securities, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 16 Ann Vinal Road | | | | | | (No. and Street) | | | | Scituate | MA | | 02066 | | (City) | (State) | | (/ p Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | Donald Nelson | | | 617-899-2048<br>(Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | Larry D. Liberfarb, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® | | | | | (Name - if iralividual, sate last, first, middle name) | | | | | 11 Vanderbilt Avenue Suite 220 Norwood | MA | 02062 | | (Address) | (City) | (State) | (1) Codel | | CHECK ONE: | | | | | | Certified Public Accountant | | | | Public Accountant | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | "Claims for exemption from the registent that the counted by the opinion of an independent public accounten | | | must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240, 17a-5(ch2) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valld OMB control number. SEC 1410 (11-05) 2011 {1}------------------------------------------------ # OATH OR AFFIRMATION | Donald Nelson<br>. swear…Read the full text as markdown