Full text of HARKEN CAPITAL SECURITIES, LLC's X-17A-5 filed 2025-08-26 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ , D.C. 20549 Estimate HANGE COMMISSION OMB NL SТЛTES SECURITIES AND EXCHITED Washington ed average burden er response: 12 umber: 3235-0123 Nov. 30, 2026 OMB APPROVAL hours pe Expires: S 8-6907 EC FILE NUMBER #### T II REPORTS 1170 5 PAR ANNUAL ΓOR4 V G PAGE FACINO noo Act of 1021 ond 18 7 undor tho зоrition Exch Aurouant to Bulo 170 E 17 17 hbek Βραυ 2025 AND EN 4 06/301 ERIOD BEG 07/01/202 FILING FOR THE PРЕ ΣΠΙΑΤ D ΤΙΗΙΓ ΟΓ > D/YY MM/DD MM/DD/YY IDENTIFICATION A. REGISTRANTІ #### ies, LLC Harken Capital Securit H NAME OF FIRM: ANT (check all applicable boxes): TYPE OF REGISTRA er espondent is also an OTC derivatives dealeCheck here if r Security-based swap dealen Broker-dealer p participant Major security-based swa t use <sup>a</sup> P.O. box no.) CIPAL PLACE OF BUSINESS: (Do not ADDRESS OF PRIN #### al Road 16 Ann Vina | | 1Stroot)<br>(Mo | | | |-------------------------------------------------------|-------------------------------------|-------------------------------|------------------------| | Scituate | MA | | 02066 | | (City) | (State) | | (Zip Code) | | PERSON TO CONT | ACT WITH REGARD TO THIS FILING | | | | Donald Nel:<br>son | 617-899-<br>2048 | don@harH | Kencapital.com | | (Name) | ohone Number)<br>(Area Code - Telep | (Email Address | | | | B. ACCOUNTANT | IDENTIFICATION | | | INDEPENDENT PU | BLIC ACCOUNTANT whose reports | are contained in this filing* | | | erfarb, PС<br>Larry D. Lib | (Name - if individual, state | last, first, and middle name) | | | 11 Vanderh<br>ilt Aveпe #2201 | wood<br>Non | MA | 02062 | | (Address) | (City) | (State) | (Zip Code) | | 01/10/2006 | | 2560 | | | vith PCAOB)(if applicable)<br>(Date of Registration v | | (PCAOB Registration | Number, if applicable) | xemption. See 1/ ependent public cumstances relied on as the basis of the e -ports be covered by the reports of an inde supported by <sup>a</sup> statement of tacts and cir (ii), if applicable. <sup>n</sup> from the requirement that the annual re accountant must be CFR 240.17a-5(e)(1) \* Claims for exemptio Enondunless the form atained in this form are not required to re alid OMB control number. nond to the collection of information cor displays <sup>a</sup> currently va Rersons who are to re {1}------------------------------------------------ ### OATH OR AFFIRMATION | L Donald Nelson | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------|----------------------…Read the full text as markdown