Full text of HARKEN CAPITAL SECURITIES, LLC's X-17A-5 filed 2021-08-20 (period 2021-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden **8-** SEC FILE NUMBER 69077 # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 07/01/2020<br>REPORT FOR THE PERIOD BEGINNING______________________________ | 06/30/2021<br>AND ENDING______________________________ | | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | Harken<br>Capital<br>Securities,<br>LLC<br>NAME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | 16<br>Ann<br>Vinal<br>Road | ___________________________________________________________________________________________________________________ | | | | | (No. and Street) | | | | Scituate | MA<br>___________________________________________________________________________________________ | | 02066<br>__________________________ | | (City) | (State) | | (Zip Code) | | Donald Nelson<br>617-899-2048 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________ | | | | | | | (Area Code – Telephone Number) | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | Larry<br>D.<br>Liberfarb,<br>P.C. | _____________________________________________________________________________________________________________________ | | | | | (Name – if individual, state last, first, middle name) | | | | 11<br>Vanderbilt<br>Avenue, | Norwood<br>Suite<br>220<br>_____________________________________________________________________________________________________________________ | MA | 02062 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ✔<br>Certified Public…Read the full text as markdown