Full text of HARKEN CAPITAL SECURITIES, LLC's X-17A-5 filed 2023-08-24 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69077 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07/01/2022** AND ENDING **06/30/2023** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Harken Capital Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 16 Ann Vinal Road | | (No. and Street) | | | |-----------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------| | Scituate | MA | | 02066 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Donald Nelson | 617 -899-2048 | don@harkencapital.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Larry D. Liberfarb, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | 11 Vanderbilt Avenue, Suite 220 | Norwood | MA | 02062 | | (Address) | (City) | (State) | (Zip Code) | | 01/10/2006 | | 2560 | | | l"<br>of Reg;snaUoo w;th PCAOB)(;f appHcableJ | | | (PCAOB Reg;stcaUoo Nombec, ;f appHcableJ I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | __<br>I, _Donald<br>Nelson | _______________<br>_, swear (or affirm) that,…Read the full text as markdown