Full text of ADVANCED STRATEGIES BROKER DEALER LLC's X-17A-5/A filed 2023-05-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2022 filing for the period beginning 01/01/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: ADVANCED STRATEGIES BROKER DEALER LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer O Security-based swap dealer @ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1308 DALLAS ROAD (No. and Street) CHATTANOOGA IN 37405 PERSON TO CONTACT WITH REGARD TO THIS FILING (City) | CHARLES BIKAS | 423-580-4307 | cbikas@asbdllc.com | | |---------------|--------------------------------|--------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | (State) (Name) #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## OHAB AND COMPANY, PA | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|------------| | JULY 28, 2004 | | 1839 | | | (Address) | (City) | (State) | (Zip Code) | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | ﻠ | 32151 | | | (Name - if individual, state last, first, and middle name) | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-69118 (Zip Code) {1}------------------------------------------------ #### OATH OR AFFIRMATION | Charles Bikas | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------------------------------|-----------------------------------------------…Read the full text as markdown