Full text of ADVANCED STRATEGIES BROKER DEALER LLC's X-17A-5 filed 2026-04-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | 8-69118 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7** under the **Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0 1/01/2025 MM/DD/VY AND ENDING 12/31/2025 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Advanced Strategies Broker Dealer LLC TYPE OF REGISTRANT (check all applicable boxes): l:!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1308 Dallas Road | | | | | | |----------------------------------------------|---------------------------------------------------------------------------|--------------------|-------------------------------------------|--|--| | | (No. and Street) | | | | | | Chattanooga | TN | | 37405 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Charles Bikas | 423-580-4307 | cbikas@asbdllc.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | OHAB AND COMPANY, PA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last , first, and middle name) | | | | | | 100 E SYBELIA AVENUE, SUITE 130 MAITLAND | | FL | 32751 | | | | (Address) | (City) | (State) | (Zip Code) | | | | JULY 28, 2004<br>r· | | 1839 | (PCAOB ''"'"";"" ""mb", ;1 applicable I I | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a stat ement of facts and circumstances relied on as the basis of t he exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form **displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, CHARLES BIKAS | | swear (or affirm) that, to the best of my knowl…Read the full text as markdown