Full text of ADVANCED STRATEGIES BROKER DEALER LLC's X-17A-5 filed 2024-03-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** Information **Required Pursuant to** Rules 17a-5, **17a-12,** and **18a-7** under the **Securities** Exchange **Act of 1934** FI LING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY y i **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Advanced Strategies Broker Dealer LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 1308 Dallas Road | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------|---------------------| | Chattanooga | TN | | 37405 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Charles Bikas | 423-580-4307 | | cbikas@asbdllc.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | OHAB AND COMPANY, PA | | | | | 100 E SYBELIA AVENUE SUITE 130 | (Name - if individual, state last, first, and middle name) | | | | (Address) | MAITLAND<br>(City) | FL<br>(State) | 32751<br>(Zip Code) | | JULY 28, 2004<br>l" | | 1839 | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: I 2 SEC FILE NUMBER {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | Charles Bikas | |--|---------------| | | | I, Charles Bikas swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Advanced Strategies Broker Dealer LLC as of 2/26 2~ is true and correct. I…Read the full text as markdown