Full text of ADVANCED STRATEGIES BROKER DEALER LLC's X-17A-5 filed 2025-03-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | UNITED STATES | | | 0MB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|----------------------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123 | | CONFIDENTIAL | | Washington, D.C. 20549 | | | Expires: Nov. 30, 2026<br>Estimated average burden | | TREATMENT | | | | | hours per response: 12 | | REQUESTED | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-69118 | | | | PART Ill | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | AND ENDING 1213112024<br>FILING FOR THE PERIOD BEGINNING 0 1 /01/2024 | | | | | | | | | MM/DD/YY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | NAME oF FIRM: Advanced Strategies Broker Dealer LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>L!l Broker-dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 1308 Dallas Road | | | | | | | | | (No. and Street) | | | | | Chattanooga | | TN | | | 37405 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Charles Bikas | 423-580-4307<br>cbikas@asbdllc.com | | | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E SYBELIA AVENUE, SUITE 130 | | MAITLAND | FL | | 32751 | | (Address) | | (City) | (State) | | (Zip Code) | | JULY 28, 2004 | | | 1839 | | | | l"<br>of Regimafoa with PCA061{if applicableJ | | | | | (PCAOB Reg,st<atioa Nombec, if applicableJI | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered…Read the full text as markdown