Full text of CRESTA WESTHALL LLP's X-17A-5 filed 2019-08-29 (period 2019-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION JUNE 30, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | OMB Number: | 3235-0123 | | |--------------------------|-----------------|--| | Expires: | August 31, 2020 | | | Estimated average burden | | | | hours perresponse 12.00 | | | | | | | | | | | B-69126 SEC FILE NUMBER OMB APPROVAL # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ____<br>0_7_/0_1_f_1_8 | __<br>AND ENDING | ___<br>___<br>_<br>6_/3_0_f_1_9 | |------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------|---------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF BROKER-DEALER: Cresta Westhall LLP | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM l.D.NO. | | 17 Saville Row, | | | | | | (No. and Street) | | | | London | UK | | W1S 3PN | | (City) | (State) | | {Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard Pound | | | 44 20 7371 9691 | | | | | (Area Code -Telephone Number} | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | AJSH & Co. | | | | | | {Name - if individual. state las/, first, middle name) | | | | C-71227, Sector-?, Rohini | New Delhi | India | 110085 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | !/"!certified Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 2./0./* 7 *a-5(e)(2)* > Potentlal persons who are to respond to the collectlon of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (06-02) {2}-------------------------…Read the full text as markdown