Full text of CRESTA WESTHALL LLP's X-17A-5 filed 2020-08-25 (period 2020-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION JUNE 30, 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EX CHANGE COMMISSION Washington, O.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | OMB APPROVAL | |-------------|-------------------------------| | OMB Number: | 3235-0123 | | Expires: | August 31, 2020 | | | Estimated average burden | | | hours per response<br>. 12.00 | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-69126 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | __<br>REPORT FOR THE PERIOD BEGINNING | _<br>_ 0_7_/0_1_/_1 _9 | __<br>AND ENDING | ___<br>__<br>6_/3_0_/_2_0<br>_ _ | | |-----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------------------|----------------------------------|-----------------| | | MMIDDIYY | | MMIDDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME or BROKER-DEALER: Cresta Westhall LLP<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | 17 Saville Row, | | | (No. and Street) | | | | | London | UK | | W1S 3PN | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard Pound | | | 44 20 7371 9691 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Michael Coglianese CPA, P.C. | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 125 E. Lake Street, Ste 303 | Bloomingdale | IL | 60108 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | l/'lcertified Public Accountant | | | | | | OPublic Accountant | | | | | | | | | | | | DAccountant not resident in United States or any of its possessions. | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown