Full text of CRESTA WESTHALL LLP's X-17A-5 filed 2024-09-20 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION JUNE 30, 2024 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER 8-69126 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 - FILING FOR THE PERIOD BEGINNING **07/01/2023** MM/0D/YY AND ENDING **6/30/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_C\_re\_s\_t\_a\_W\_e\_s\_th\_a\_ll\_L\_L\_P \_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 14 Hanover Square (No. and Street) London (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING W1S 1HN (Zip Code) Douglas Fulton 44 20 7371 9691 dougfulton@westhall.com (Name} (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company LLC (Name - if individual, state last, first, and middle name) 325 North Saint Paul Street, Ste 3100 Dallas TX 75201 (Address) (City) (State) (Zip **Code)** 9/18/2003 169 (Date of Registration with PCAOB)(if applicable) **(PCAOB** Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(II), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Douglas Fulton<br>swear (or affirm) that, to t he best of my knowledge and belief, t he financial | |---------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown