Full text of CRESTA WESTHALL LLP's X-17A-5 filed 2023-09-25 (period 2023-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION JUNE 30, 2023 {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Numben 3235-0123<br>Expires: Oct. 31,2023 | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | SECFiLE NUMBER | | | | FORM X-17A-5 | | 8-69126 | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | 07/01/2022 | | 6/30/2023 | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Cresta Westhall LLP | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>S Broker-dealer<br>□ Check here if respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 17 Saville Row | | | | | | | (No. and Street) | | | | | London | UK | | W1S3PN | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTAa WITH REGARD TO THIS FILING | | | | | | | | | | | | Douglas Fulton | 44 20 7371 9691 | | dougfulton(gwesthall .com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Michael Coglianese CPA, P.O. | | | | | | | (Name - If Individual, state last, first, and middle name) | | | | | 125 E. Lake Street, Ste 303 Bloomlngdale | | IL | 60108 | | | (Address) | (City) | (State) | (Zip Code) | | | 10.20.2009 | | 3874 | | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Registration Number, If applicable) | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | | | accountant must be supported by a statement of ^cts and circumstances relied on as the basis of the exemption. See 17 | | | | | CFR 240.17a-5(e)(l)(ll), If applicable…Read the full text as markdown