Full text of PUBLIC BROKERS, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | 0MB APPROVAL | | | | | | | |--------------------------------------------------------------------------|--------------------------------------------------------------------------|-------------------------------|---------------------------------------|--|--|--|--|--|--| | | | 0MB Number:<br>3235~0123 | | | | | | | | | | | Expires: | | | | | | | | | | SECURITIES AND EXCHANGE COMMISSION | | August 31, 2020<br>Estimated ave.rage | | | | | | | | | Washington~ D.C. 20549 | | 1:>urden | | | | | | | | ANNUAL AUDITED REPORT | | Hours .per response.<br>12.00 | | | | | | | | | | FORM X-17A-5 | | | | | | | | | | | III<br>PART | | SEC FILE NUMBER | | | | | | | | | | | 8-<br>69181 | | | | | | | | | FACING PAGE | | | | | | | | | | | Information Required of Brokers and Dealers Pursuantto Section 17 of the | | | | | | | | | | Securities Exchange Act of 1934 and Rule 17a 5 Thereunder | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNJNG | ----------<br>01/01/2019 | AND ENDING | -----------<br>12/31/2019 | | | | | | | | | MM/DD /YY | | MJ,,1/DD/YY | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | FIRM I.D. | | | | | | | | Public Brokers, LLC | | | NO. | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | | | | 625 E F'o:rt Union Blvd., Suite UH | | | | | | | | | | | | (No. andStreet) | | | | | | | | | | Salt Lake City | UT | 84047 | | | | | | | | | (City) | (State) | (Zip Code) | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | James Dowd | | | 415-315-9916 | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | | | | INDE:PENDENT PUBLIC ACCOUNTANT whose opinion is contained inthis Report* | | | | | | | | | | | Jennifer Wray C.P A PLLC | | | | | | | | | | | (Name - if i,;dividw1!, statJ! last.first, middle name) | | | | | | | | | | | 16418 Beewood Glen Dr. | Sugar Land | TX | 77498 | | | | | | | | {Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | CHECK ONE:<br>~ Certified Public Accountant | | | | | | | | | | | | | | | | | | | | | | 0<br>Public Accountant | | | | | | | | | | | D | Accountant not resident in United. States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | *\*Claims/or…Read the full text as markdown