Full text of PUBLIC BROKERS, LLC's X-17A-5 filed 2022-03-16 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | E,cplres: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-69181 | | | | | ### FACING **PAGE** Information Required Pursuant to Rules 17a•S, 17a•12, and 18a-7 under the Securities Exchange Act of 1934 | | ___<br>__ | | ___<br>__ | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | 0_l/_0_11_2_1<br>MM/DD/VY | AND ENDING | _<br>12_/3_1_/2_1<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Public Brokers LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>il Broker-dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 623 E Fort Union Blvd., Suite 101 | | | | | | | | (No. and Street) | | | | | | Salt Lake City | UT | | 84047 | | | | {City} | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | James Dowd | 415-315-9916 | | jdowd@publicbrokers.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Jennifer Wray CPA PLLC | | | | | | | | (Name - If individual, state last, first, and middle name) | | | | | | 800 Bonaventure Way, Suite 168 | Sugar Land | TX | 77479 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/30/2016 | | 6328 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, If applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | • Claims for exemptlon from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a•S(e)(l)(li), if applicable. Persons wh…Read the full text as markdown