Full text of PUBLIC BROKERS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden Hours per response. . . . . . 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | | SEC FILE NUMBER | |----|-----------------| | 8- | 18166 | | | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | | AND ENDING | 12/31/2020 | |--------------------------------------------------------------------------|------------------------------|------------|--------------------------------| | | MMDD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | Public Brokers, LLC | | | FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 625 E Fort Union Blvd., Suite 101 | | | | | | (No, and Street) | | | | Salt Lake City | の | | 84047 | | (City) | (State) | | (Zap Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | James Dowd | | | 415-315-9916 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFCATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Jennifer Wray CPA PLLC | | | | | (Name- if indivisiual, state last, first, middle name) | | | | | 16418 Beewood Glen Dr. | Sugar Land | 19 | 77498 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | X<br>Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2). > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. #### CONFIDENTIAL TREATMENT REQUESTED SEC 1410 (06-02) {1}------------------------------------------------ # OATH OR AFFIRMATION | port | James Dowd | | | , swear (or affirm) that, to the best of | | |------|--------------------------------------------------------------…Read the full text as markdown