Full text of PRIVATE BROKERS, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PRIVATE BROKERS, LLC** # **FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** ### **DECEMBER 31, 2023** *SEC I.D. No. 8-69181* {1}------------------------------------------------ | | MM/DD/YY<br>-----------------------:--=:-:-:-:-----------"'1.1-."T"T'I~'''''<br>A. REGISTRANT IDENTIFICATION | | MM/DDiYY,,, | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|-----------------------|-------------| | NAME OF FIRM: Private Brokers, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Major security-based swap participant<br>D Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 745 5th Avenue, Suite 500 | | | | | | (No. and Street) | | | | New York | NY | | 10151 | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | caroline@finitive.com | | | Caroline Hayes | 212-210-6324 | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Tuttle & Bond, PLLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | r·<br>(Address)<br>03/19/2019 | (City)<br>6543 | (State) | (Zip Code) | Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, Caroline Hayes<br>swear (or affirm) that, to the best of my knowledge and belief, the<br>financial<br>report<br>pertaining<br>to the firm of Private Brokers, LLC<br>Is true and correct. I further swear (or affirm) that neither the company nor any<br>_D_e_c_e_m_b_e_r:3=--1.:<br>_____<br>__, 2~<br>partner, officer director<br>or 'r-l'w.v."""'__,:u~wlii!i!LoZ.&!.:.I.IU-!tbe,<br>has any proprietary interest in any account classified solely<br>as \1'\at '.of a 'Cus;omer.<br>LUKE A RICCO<br>,<br>Commission# 50214573<br>\"<br>'·<br>·-<br>Notary Public, Stat…Read the full text as markdown