Full text of BARDI CO. LLC's X-17A-5 filed 2020-02-12 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | | 0MB APPROVAL | |-------------|---------------------------| | 0MB Number: | 3235-0123 | | Expires: | August 31, 2020 | | | Estimated average burden | | | hours cer response 12.00 | # SEC FILE NUMBER 8-69190 **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNINGQ1/Q1/2019<br>AND ENDING 12/31/2019 | | | | | |--------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Sardi Co. LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>633 W. 5th Street, Floor 26 | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Los Angeles | CA | 90071 | | | | (City) | {State} | {Zip Code) | | | | Chris Manire<br>310-993-9960 | B. ACCOUNTANT IDENTIFICATION | | (Area Code - Telephone Number) | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Brian W. Anson, CPA | | | | | | | {Name - if individual, state last, first, middle name} | | | | | 18401 Burbank Blvd #120 | Tarzana | CA | 91356 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | It/ I<br>Certified Public Accountant<br>ublic Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.* J *7a-5(e)(2)* SEC 141 O {06-02) **Potential persons who are to respond to the collection of Information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Chris Manfre | , swear (or affirm) that, to the best of | | |--------------------|--------------------------------------------------------------------------…Read the full text as markdown