Full text of BARDI CO. LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|---------|-------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | Washington, D.C. 20549 | | Estimated average burden | | | | | hours per response:<br>12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | | | | | | | | | PART Ill | | | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 1/1/2022 | | | AND ENDING 12/31/2022 | | | MM/DD/YY | | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | vane or sma~. Bardi Co. LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer | D Security-based swap dealer | | [ Major security-based swap participant | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 633 W 5th Street, FL 26 | | | | | | (No. and Street) | | | | | | | | | Los Angeles | CA | | 90071 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Chris Manfre | (310) 993 9960 | | cmanfre@bardico.com | | (Name) | (Area Code - Telephone Number) | | {Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Brian W. Anson, CPA | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | | | | | 18455 Burbank Blvd. #404 | | CA | 91356 | | | Tarzana | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | rte of Registration with PCAOB )(ff applicable) | FOR OFFICIAL USE ONLY | | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | CFR 240.17a-5(e)(l)(ii), if applicable. | | | | | Persons who are to res…Read the full text as markdown