Full text of BARDI CO. LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer resoonse 12.00 SEC FILE NUMBER •-69190 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill FAClNG PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule l 7a-S Thereunder | REPORT FOR THE PERIOD BEGINNING01/01/2020 | | AND ENDING 12/31/2020 | | | |----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|-----------------------|---------------------------------|--| | | MM/DD/YY | | MMIDD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME or BROKER-DEALER, Sardi Co. LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>633 W. 5th Street, Floor 26 | | | FIRM 1.D. NO. | | | | (No. and Street) | | | | | Los Angeles | CA | 90071 | | | | (City) | (State) | (Zip Code) | | | | NA.i\1£ AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Olrls Manfre<br>310-993-9960 | | | | | | | | | (Arca Code - 1 clephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report"<br>Brian W. Anson, CPA | (Name - ifi11d1vidual. srnlt l(m, fint. middle mim") | | | | | 18401 Burbank Blvd #120 | Tarzana | CA | 91356 | | | (Addreu) | (City) | (Staie) | (Zip Code) | | | CHECK ONE: | | | | | | lv'ICertified Public Accountant<br>B<br>Puhlic Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *=Ctaims for exemption from the requirement that the annual report be covered by the opinion of an independent public accoull/ant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240./7a-5(e)(2)* > Potential persons who are to respond to the ccneenon of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC <sup>141</sup>o (06--02) {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, __ C_h_ri_,_M_a_a_f_,e | | . swear (or affirm) that. to the best of | |------------------------------------------…Read the full text as markdown