Full text of BARDI CO. LLC's X-17A-5 filed 2024-02-13 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING** PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **1/1/2023** MM/DD/YY AND ENDING **12/31/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OFF1RM: Bardi Co. LLC TYPE OF REGISTRANT (check all applicable boxes): ] Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 633 W 5th Street, FL 26 (No. and Street) Los Angeles (City) PERSON TO CONTACT WITH REGARD TO THIS FILING CA {State) 90071 (Zip Code) Chris Manfre {Name) (310) 993 9960 (Area Code -- Telephone Number) **B. ACCOUNTANT IDENTIFICATION** cmanfre@bardico.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing Brian W. Anson, CPA 18455 Burbank Blvd. #404 {Address) Tarzana (City) CA (State) 91356 (Zip Code) (Name - **if** individual, state last, first, and middle name) **rte of Registration with PCAOBl{if applicable) FOR OFFICIAL USE ONLY (PCAOB Registration Number,** if **applicable)** I Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | Ch<br>ris<br>M<br>fre<br>I,<br>an | r<br>(o<br>r<br>affi<br>)<br>th<br>, t<br>o<br>th<br>e<br>be<br>o<br>f<br>y<br>a<br>nd<br>b<br>eli<br>ef<br>,<br>kn<br>le<br>d<br>at<br>st<br>sw<br>ea<br>rm<br>m<br>ow<br>ge | th<br>e | |-------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown