Full text of AARDVARK SECURITIES LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Statement of Financial Condition December 31, 2020** Filed as PUBLIC information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ UNITED ST A TES SECURITIF.SAND EXOIANGECOMMISSIO Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per resoonse ...... 12.00 | SEC RLE NUMBER | |----------------| | S-69235 | **FACING PAGE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | -----------<br>REPORT FOR THE PERIOD BEGfNNING 01 /01 /20<br>AND ENDING 12/31 /20 | | | |-------------------------------------------------------------------|-----------------------------------------------------------------------------------|-----------------------------------------------|-------------------------------| | | MM1DD/YY | | MM DDYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Aardvark Securities, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | 550 W. Jackson Blvd. Suite 1300 | | | | | | (No. end Street) | | | | Chicago | IL | | 60661 | | (City) | (State) | | (Z,p Code) | | Philip Vandermause | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT TN REGARD TO THIS REPORT | | 312-284-5505 | | | | | (Arca Code -Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in Ibis Report• | | | | RSM US LLP | | | | | | (Name | 1/ 1ndmd110/. state lost. first. middle name) | | | | 30 South Wacker Dr., Suite 3300 Chicago | IL | 60606 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | §<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *•Claims for exemplion from the requirement thal the annual report be covered by the opmion of an mdependent public accountant must he supported by a statement of fact~ and circumslances relied on as 1/Je basis for the exemption. See Section l40.17a-5{e)(2)* > **Potential persons who are to respond to the collection of Information contained In this form are not required** *to* **respond** unless the form displays a currently valid…Read the full text as markdown