Full text of AARDVARK SECURITIES LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Statement of Financial Condition December 31, 2021** Filed as PUBLIC information pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL **0MB Number: 3235-0123** Expires: Oct. **31, 2023 Estimated· average burden** hours per response: 12 #### **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-69235 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | | | AND ENDING 12/31/2021 | | | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|-----------------------|------------------------------------------------------------|-----------------------|--------------------------------------------|--|--| | MM/DD/VY | | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Aardvark Securities, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C1 aroker-dealer<br>0 Check here if respondent is al�o an OTC derivatives dealer | □ Security-based swap dealer | | | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | . 550 W. Jackson Blvd. Suite 1300 | | | | | | | | | | | (No. and Street) | | | | | | | Chicago | IL | | | | 60606 | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | PhilipVandermause | | 312-284-5505 | | ph<br>i | lip. �andermause@aardvarksecuritiesc::0111 | | | | (Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports.are contained in this filing*<br>RSM US LLP | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 South Wacker Dr., Suite 3300 | | Chicago | | IL | 60606 | | | | (Address) | | (City) | | {State) | {Zlp Code) | | | | 9/24/2003 | | | | 49 | | | | | teof Regl�,atloa with PCAOB)ltt applkable) | | | | | [pCAOB R.,;stratloO N"m be,, , appllcab•I | | | | r<br>" Claims for exemption from the requirement that…Read the full text as markdown